Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not enter into agreements directly with clients and does not receive direct compensation from them or negotiate fees with them. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts equal to: (1) the costs and expenses incurred by SWAI in connection with the SWA Program; plus (2) an additional amount of 10% of those costs and expenses.
Areas of Practice
Advisor Information
Office location
9800 Schwab Way, Lone Tree, CO, 80124
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ainsley rents out a house she owns to tenants. This activity is not investment-related and takes about 10-20% of her time.