AC
CFP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
403 clients
Average Client Portfolio
$180K average
Assets Under Management
$72.3M
Fee Structure
This brochure provides information about Albert Chen, who is associated with Course Management Investment Advisors, LLC. The brochure does not contain any fee information. Contact Albert Chen or Course Management Investment Advisors, LLC for fee details.
Areas of Practice
Investment Management
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Advisor Information
Office location
5 Dowd Cir, Suite B, Pinehurst, NC, 28374
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2021Settled
Other Business Activities
Albert is a co-owner of Course Management Real Estate Partners, a commercial real estate portfolio specializing in retail office space, since 2020. He spends a few hours per week ensuring the property is maintained to professional standards.
Employment History
Current Registrations
Course Management Investment Advisors, LLC
February 2020 - Present · 5 yrs 11 mos
Previous Registrations
Householder Group Estate & Retirement Specialists
April 2015 - April 2020 · 5 yrs
LPL Financial LLC Broker
April 2015 - March 2020 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2012 - April 2015 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
November 2012 - April 2015 · 2 yrs 5 mos
Mutual of Omaha Investor Services, INC.
July 2012 - October 2012 · 3 mos
Mutual of Omaha Investor Services, INC. Broker
January 2012 - October 2012 · 9 mos
State Registrations5 states
FLNCSCTXVA
Advisor
Exams
No exam information available for this advisor.