AS
Firm Information
Compensation
N/A
Number of Advisors
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
Pruco Securities does not provide investment advisory or brokerage services to clients, so it does not have a fee schedule, bill clients, or deduct fees from client accounts.
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Advisor Information
Office location
751 Broad Street, Newark, NJ, 07102-3777
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pruco Securities, LLC
April 2018 - Present · 7 yrs 9 mos
Pruco Securities, LLC.
April 2018 - Present · 7 yrs 9 mos
Pruco Securities, LLC. Broker
April 2018 - Present · 7 yrs 9 mos
Previous Registrations
Leumi Investment Services INC.
April 2012 - May 2016 · 4 yrs 1 mo
Leumi Investment Services INC. Broker
January 2012 - May 2016 · 4 yrs 4 mos
State Registrations1 state
NJ
AdvisorBrokerBoth
Exams
No exam information available for this advisor.