Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $8.0M | 0.75% |
| $8M+ | 0.50% |
Fee Estimator
The annual investment advisory fee ranges from 0.50% to 1.00% of assets under management. The fee is prorated and paid quarterly, in advance, based on the market value of the assets on the last day of the previous quarter. Financial planning and consulting fees are negotiable and generally on a fixed fee basis. The firm no longer imposes a minimum annual fee for new clients.
Areas of Practice
Advisor Information
Office location
111 West Ocean Boulevard, 23rd Floor, Long Beach, CA, 90802-7908
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David Arthur KochRegulatory History (2)
Customer Dispute
February 2020Customer Dispute
December 2019Employment History
Current Registrations
Halbert Hargrove
State Registrations1 state
Exams
Additional Information
David joined Halbert Hargrove in 2011. Based in our Long Beach office, he says of his role at HH, “It encompasses far more problem solving and life coaching than I ever anticipated. I enjoy the challenges that each unique situation brings.” David advises a wide variety of clients, including individuals, families, corporate retirement plans, family limited partnerships, and nonprofits.