AB
Firm Information
Compensation
N/A
Number of Advisors
541 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Capital Client Group, Inc. is compensated by Capital Research and Management Company to cover its expenses. There are no direct fees charged to clients by Capital Client Group, Inc.
Areas of Practice
Estate Planning
Loading...
Advisor Information
Office location
King of Prussia, PA
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Client Group, INC.
July 2020 - Present · 5 yrs 6 mos
Capital Client Group, INC. Broker
June 2020 - Present · 5 yrs 7 mos
Capital Client Group, INC.
June 2020 - Present · 5 yrs 7 mos
Previous Registrations
Sammons Financial Network, LLCBroker
August 2019 - May 2020 · 9 mos
Oneamerica Securities, INC. Broker
January 2012 - May 2013 · 1 yr 4 mos
State Registrations7 states
CADEMDNJNYPAVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.