DC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
75 advisors
Number of Clients
105 clients
Average Client Portfolio
$514.1M average
Assets Under Management
$54.0B
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Advisor Information
Office location
One Financial Plaza, 26th Floor, Hartford, CT, 06103
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Virtus Investment Advisers, LLC
February 2023 - Present · 2 yrs 11 mos
Vp Distributors LLC
February 2023 - Present · 2 yrs 11 mos
Vp Distributors LLCBroker
February 2023 - Present · 2 yrs 11 mos
Previous Registrations
Nuveen Asset Management, LLC
August 2013 - February 2023 · 9 yrs 6 mos
Nuveen Securities, LLCBroker
May 2013 - February 2023 · 9 yrs 9 mos
Fidelity Brokerage Services LLCBroker
February 2012 - April 2013 · 1 yr 2 mos
State Registrations3 states
CTKYOH
AdvisorBroker
Exams
No exam information available for this advisor.