Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
82 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K

Fees for Multi-Asset Solutions team range from 0.10% to 0.45% of assets under management, and are negotiable based on account size and objective. For Managed Accounts, clients pay a wrap fee to a third-party sponsor, which includes NYLIM's management fee ranging from 0.25% to 0.80% of assets under management. This fee varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

Norwell, MA

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
New York Life Investment Management LLC
May 2025 - Present · 8 mos
Nylife Distributors LLC
February 2025 - Present · 11 mos
Nylife Distributors LLCBroker
February 2025 - Present · 11 mos
Previous Registrations
LPL Financial LLC
January 2023 - October 2024 · 1 yr 9 mos
LPL Financial LLC Broker
December 2022 - October 2024 · 1 yr 10 mos
Eaton Vance Management
June 2013 - November 2022 · 9 yrs 5 mos
Eaton Vance Distributors, INC.Broker
May 2012 - November 2022 · 10 yrs 6 mos
State Registrations5 states
MAMENHNYRI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.