Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $5.0M | 0.50% |
| $5.0M - $10.0M | 0.40% |
| $10M+ | 0.30% |
Fees are negotiable.
Fee Estimator
Fees for asset management services are calculated as a percentage of the total value of investments under management and are negotiable. The fee is separate from transaction, commission, administrative, servicing fees and other servicing fees which may be charged by the account’s custodian, and management fees which may be charged by third party managers. Investment Consulting Services are charged either on an hourly basis ($100-$500/hour) or a flat fee basis ($500-$25,000). Retirement plan service fees may be fixed or asset based (not to exceed 1.00% annually). There is no minimum account size or minimum fee to receive advisory services.
Areas of Practice
Advisor Information
Office location
2901 West Beltline Hwy, Suite 201, Madison, WI, 53713
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Amy owns AJ Restaurant Accounting LLC, dedicating about half of her time to providing bookkeeping and payroll services to restaurant owners. She is also a shareholder at John F. Suby & Associates SC, where she spends about a quarter of her time providing accounting and tax services.