Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
23 advisors
Number of Clients
363 clients
Average Client Portfolio
$102.6M average
Assets Under Management
$37.3B

Fee Structure

Financial Planning:Investment management only

Fees for unaffiliated clients are negotiable, ranging from 0.10% to 1.00% annually based on the market value of assets managed. The level of fees depends on the engagement, account size, asset composition, and client preferences. Fees are billed monthly or quarterly in arrears and are typically non-refundable. Clients are responsible for custodial fees, brokerage expenses, and investment-related costs.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

5910 Mineral Point Rd, Madison, WI, 53705

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Trustage Investment Management
October 2019 - Present · 6 yrs 3 mos
CUNA Brokerage Services, INC.Broker
September 2012 - Present · 13 yrs 4 mos
CUNA Brokerage Services, INC.
September 2012 - Present · 13 yrs 4 mos
Previous Registrations
CUNA Brokerage Services, INC.
September 2012 - October 2019 · 7 yrs 1 mo
Ameriprise Financial Services, INC.
July 2012 - August 2012 · 1 mo
Ameriprise Financial Services, INC. Broker
June 2012 - August 2012 · 2 mos
State Registrations4 states
ILMIVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.