JK
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
22 advisors
Number of Clients
62 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$147.7M
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Advisor Information
Office location
600 Central Ave, Suite 293, Highland Park, IL, 60035
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works as the Chief Compliance Officer for Precise Investment Management, an SEC registered RIA, since November 2023. He is responsible for the firm's compliance program and dedicates minimal time to this role.
Employment History
Current Registrations
Insight Securities, INC.
July 2020 - Present · 5 yrs 6 mos
Insight Securities, INC. Broker
November 2013 - Present · 12 yrs 2 mos
Previous Registrations
New England SecuritiesBroker
May 2012 - April 2013 · 11 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.