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Jeffrey John Sugiyama

13 Years of Experience

Firm Information

Compensation
N/A
Number of Advisors
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only

Pruco Securities does not provide investment advisory or brokerage services to clients, so it does not have a fee schedule, bill clients, or deduct fees from client accounts.

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Advisor Information

Office location

1990 North California, Ygnacio Center Suite 180, Walnut Creek, CA, 94596

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jeffrey is affiliated with Blue Shield of California. The filing does not specify the nature or time commitment of this activity.

Employment History
Current Registrations
Pruco Securities, LLC
June 2025 - Present · 7 mos
Pruco Securities, LLC.
June 2025 - Present · 7 mos
Pruco Securities, LLC. Broker
June 2025 - Present · 7 mos
Previous Registrations
LPL Enterprise, LLC Broker
November 2024 - July 2025 · 8 mos
LPL Enterprise, LLC
November 2024 - June 2025 · 7 mos
Prudential Financial Planning Services
May 2019 - November 2024 · 5 yrs 6 mos
Pruco Securities, LLC. Broker
May 2012 - November 2024 · 12 yrs 6 mos
State Registrations2 states
ORWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.