Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $20.0M | 0.55% |
| $20.0M - $40.0M | 0.45% |
| $40M+ | 0.35% |
Investment advisory fee is negotiable at our sole discretion.
Fee Estimator
For managed accounts, fees are based on a percentage of assets under management, billed quarterly in advance. The minimum quarterly household fee is $3,125. For hourly consulting, the rate is $225 per hour plus expenses. Fees are negotiable based on various factors. Certain legacy clients may have different pre-existing service offerings and fee schedules.
Areas of Practice
Advisor Information
Office location
9600 North Mopac, Suite 600, Austin, TX, 78759
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works as an Investment Analyst for both Richard P. Slaughter Associates, Inc. and Strategic Investment Management, dedicating the majority of his time to the former. He performs investment research, analysis, and trading for both registered investment advisors.