SB

Shaun Michael Balding

7 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
254 clients
Average Client Portfolio
$450K average
Assets Under Management
$114.2M

Fee Structure

Minimum Investment:None
Financial Plan Fee:$500 - $5,000
Hourly Rate:Up to $300/hr

Asset management fees are a maximum of 1.5% annually, negotiable based on various criteria. ERISA plan service fees also do not exceed 1.5% and are negotiable. Consulting services are either a flat fee ($500 to $5,000) or an hourly fee ($300/hour). Fees for asset management are billed monthly in advance. Consulting fees are 50% in advance, with the balance due upon plan delivery. There is no minimum account size required.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

1777 West Main Street, Suite 203, Sun Prairie, WI, 53590

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 2001
Final Disposition
Other Business ActivitiesSells Insurance

Shaun is a sole proprietor and insurance agent selling fixed insurance products since 2019. This activity requires minimal time.

Employment History
Current Registrations
Wisconsin Wealth Advisors, LLC
December 2017 - Present · 8 yrs 1 mo
State Registrations1 state
WI
Advisor
Exams
No exam information available for this advisor.