AK
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
775 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Advisor Information
Office location
1290 Avenue of the Americas, New York, NY, 10104
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
July 2021 - Present · 4 yrs 6 mos
Neuberger Berman Bd LLC
July 2021 - Present · 4 yrs 6 mos
Neuberger Berman Bd LLC Broker
July 2021 - Present · 4 yrs 6 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
January 2020 - July 2021 · 1 yr 6 mos
Fidelity Brokerage Services LLCBroker
January 2019 - July 2021 · 2 yrs 6 mos
Fidelity Brokerage Services LLCBroker
June 2012 - November 2017 · 5 yrs 5 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.