AS
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
981 advisors
Number of Clients
84,858 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$217.4B
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $25.0M | 0.70% |
| $25.0M - $50.0M | 0.40% |
| $50.0M - $100.0M | 0.30% |
| $100M+ | 0.25% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
For portfolio management, fees are based on a percentage of your assets, charged quarterly. For example, the first $500,000 is charged 1.20%. Fees are negotiable and may be adjusted based on your financial situation, assets under management, and complexity of services. There may be additional fees for sub-advisor services. Financial planning fees are not explicitly stated.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
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Advisor Information
Office location
13249 Washington Ave, Racine, WI, 53177
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Creative Planning
December 2024 - Present · 1 yr 1 mo
Previous Registrations
Kowal Investment Group, LLC
September 2020 - December 2024 · 4 yrs 3 mos
Mutual Securities, INC.Broker
September 2020 - December 2024 · 4 yrs 3 mos
Raymond James Financial Services Advisors, INC
November 2016 - October 2020 · 3 yrs 11 mos
Raymond James Financial Services, INC.Broker
November 2016 - October 2020 · 3 yrs 11 mos
BMO Asset Management CORP.
November 2015 - October 2016 · 11 mos
BMO Investment Distributors, LLCBroker
January 2015 - October 2016 · 1 yr 9 mos
BMO Harris Financial Advisors, INC
November 2012 - February 2015 · 2 yrs 3 mos
BMO Harris Financial Advisors, INC.Broker
October 2012 - January 2015 · 2 yrs 3 mos
State Registrations1 state
WI
Advisor
Exams
No exam information available for this advisor.