NR

Nathaniel Louis Ralston

13 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
20 clients
Average Client Portfolio
$4.7M average
Assets Under Management
$94.1M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $2.0M1.00%
$2.0M - $30.0M0.75%
$30M+0.50%

Advisory fee is negotiable depending on individual client circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

The fee for portfolio management services is based on a percentage of assets under management, as detailed in the annual fee schedule. For example, the fee for assets between $0 and $250,000 is 1.50%. Fees are billed quarterly in arrears based on the average monthly balance. The advisory fee is negotiable depending on individual client circumstances. There is no stated minimum account size.

Areas of Practice
Investment Management
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Advisor Information

Office location

333 Greenwich Avenue, Greenwich, CT, 06830

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Shearman, Ralston INC.
June 2018 - Present · 7 yrs 7 mos
Shearman, Ralston INC.
October 2012 - Present · 13 yrs 3 mos
Shearman, Ralston INC. Broker
October 2012 - Present · 13 yrs 3 mos
State Registrations5 states
CTGALANJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.