Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
82 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K

Fees for Multi-Asset Solutions team range from 0.10% to 0.45% of assets under management, and are negotiable based on account size and objective. For Managed Accounts, clients pay a wrap fee to a third-party sponsor, which includes NYLIM's management fee ranging from 0.25% to 0.80% of assets under management. This fee varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

51 Madison Avenue, New York, NY, 10010

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Regulatory History (2)
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Financial
March 2020
Final
Financial
September 2016
Final
Other Business Activities

Brandon is a high school boys basketball coach at William Penn Charter School. This non-investment related activity takes about a quarter of his time and occurs outside of normal business hours.

Employment History
Current Registrations
New York Life Investment Management LLC
May 2023 - Present · 2 yrs 8 mos
Nylife Distributors LLC
May 2023 - Present · 2 yrs 8 mos
Nylife Distributors LLCBroker
May 2023 - Present · 2 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2020 - April 2023 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
May 2020 - April 2023 · 2 yrs 11 mos
Vanguard Marketing CorporationBroker
December 2015 - April 2020 · 4 yrs 4 mos
Nylife Securities LLCBroker
December 2013 - April 2015 · 1 yr 4 mos
State Registrations8 states
DCDEMDNJNYPATNVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brandon Charles Williams - Financial Advisor | AdvisorDiscover