Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors uses asset-based pricing (ABP) for its Illuminations platform. The total Investor Fee includes a Program Fee (0.08% to 0.26%), an Advisory Fee (negotiable, ranging from 0% to 2.00%), and potentially a third-party manager's fee. The Program Fee is retained by EFA. The Advisory Fee is negotiable based on factors like complexity and responsibility. Fees are billed quarterly based on the average daily balance. Clients may incur additional charges such as dealer markups, foreign security costs, and fund expenses.
Areas of Practice
Advisor Information
Office location
One National Life Drive, Montpelier, VT, 05604
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Abram is a basketball official for youth AAU and recreational leagues since 2012. This activity, which is not investment-related, takes about 10-20% of his time and does not occur during trading hours.