Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
This is a wrap fee program, meaning the stated fee covers investment advice, portfolio management, and other services. Affiliated Funds are included in substantially all of the Program’s model portfolios. TIAA affiliates earn compensation for advisory, distribution, and administrative services provided to the Affiliated Funds, resulting in the receipt of two levels of fees by TIAA and its affiliates. The program seeks to mitigate this conflict for IRAs and Program accounts subject to the IRC and ERISA (but not taxable accounts) by providing fee credits to offset the underlying fund affiliated management fees and to all Program accounts by providing reimbursements of Rule 12b-1 fees and Other Fund Fees.
Areas of Practice
Advisor Information
Office location
One Hamden Center, 2319 Whitney Avenue, Suite 6A, Hamden, CT, 06518
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Albert is a partner in Valley Investment Properties, a residential real estate investment and rental company, since 2021. He dedicates a few hours per week to this activity.