Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 0.70% |
| $250K - $500K | 0.55% |
| $500K - $1.0M | 0.45% |
| $1M+ | 0.30% |
Fee Estimator
Investment management fees are based on assets under management and are paid quarterly in advance. Financial planning services are offered on an hourly basis ($100-$450/hour) or for a fixed fee ($250-$10,000), negotiable based on complexity. Clients may incur additional fees charged by custodians or for mutual fund/ETF expenses. Retirement plan advisory fees are charged an asset-based fee up to 2.00% annually.
Areas of Practice
Advisor Information
Office location
935 Main Street, Unit E, Manchester, CT, 06040
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is the President of Drive Capital Management LLC, where he assists small businesses with ERTC and RMD tax credits. This referral activity and assistance takes a few hours per week.