Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The firm offers services on a fee basis, including fixed fees and fees based on assets under management or advisement. The annual management fee for investment management services ranges up to 2.00% annually, assessed quarterly in advance. Fees can be structured as a fixed flat percentage, a tiered fee schedule, or a linear fee schedule. Financial consultation services are offered for a fixed fee based on the estimated time to complete the project or another negotiated fee arrangement. There is no specific account minimum.
Areas of Practice
Advisor Information
Office location
3 East Third Ave.,, Office 323, San Mateo, CA, 94401
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is the founder of The Lonely Mushroom, a business that produces and sells wine through custom crush contracts. He dedicates a few hours per week to this non-investment related activity.