AW
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
2462 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B
Fee Structure
This brochure describes wrap fee programs, meaning a single fee covers investment advisory services, trade execution, custody, and other brokerage services. Additional costs may apply. Minimum account sizes vary by service. Contact a PAM Consultant or call Baird for specific fee details.
Areas of Practice
Investment Management
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Advisor Information
Office location
2 Belvedere Place, Suite 330, Mill Valley, CA, 94941
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
August 2017 - Present · 8 yrs 5 mos
Robert W. Baird & CO. Incorporated Broker
August 2017 - Present · 8 yrs 5 mos
Previous Registrations
Eaton Vance Management
April 2014 - July 2017 · 3 yrs 3 mos
Eaton Vance Distributors, INC.Broker
November 2012 - July 2017 · 4 yrs 8 mos
State Registrations30 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.