Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
12486 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Financial Planning:Investment management only

Ameriprise Financial Services offers managed accounts with an ongoing asset-based fee. This fee covers investment advisory services. SPS Advisor accounts also have an Investments and Infrastructure Support Fee. Investment costs related to underlying investments are separate. Additional transaction-related fees may also apply. The asset-based fee is comprised of an Advisory Fee, a Platform Fee, and a Manager Fee. AEIS may receive Third Party Payments from investment costs.

Areas of Practice
Investment Management
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Advisor Information

Office location

1521 Higuera St, Ste A, San Luis Obispo, CA, 93401

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Regulatory History (1)
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Financial
January 2016
Final
Employment History
Current Registrations
Ameriprise Financial Services, LLC Broker
July 2018 - Present · 7 yrs 6 mos
Ameriprise Financial Services, LLC
July 2018 - Present · 7 yrs 6 mos
Ameriprise Financial Services, LLC
July 2018 - Present · 7 yrs 6 mos
Previous Registrations
LPL Financial LLC
January 2017 - July 2018 · 1 yr 6 mos
LPL Financial LLC Broker
January 2017 - July 2018 · 1 yr 6 mos
Wells Fargo Clearing Services, LLC
September 2015 - January 2017 · 1 yr 4 mos
Wells Fargo Clearing Services, LLC Broker
June 2015 - January 2017 · 1 yr 7 mos
Blakeslee and Blakeslee INC.Broker
November 2012 - January 2015 · 2 yrs 2 mos
State Registrations10 states
ALAZCACOFLHIMNOKORWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.