AM

Adam James Maddox

11 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2723 advisors
Number of Clients
86,726 clients
Average Client Portfolio
$217K average
Assets Under Management
$18.9B

Fee Structure

Financial Plan Fee:$0 - $10,000
Hourly Rate:Up to $500/hr

Financial planning fees range from $0 to $10,000 or up to $500 per hour, depending on the complexity and scope of the engagement. The IAR determines the fee based on factors like assets involved and complexity of services. For TAMP programs, LPLE and the TAMP sponsor each charge an advisory fee, with LPLE's fee typically up to 2%. Clients in the MWP program are charged an annualized account fee which is comprised of an advisory fee and a manager fee. The maximum advisory fee is 2.35% and is negotiable. The manager fee ranges from 0% to 0.60%.

Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax PlanningDivorce Planning
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Advisor Information

Office location

9900 W. 109th Street, Suite 120A, Overland Park, KS, 66210

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 2016
Final Disposition
Employment History
Current Registrations
LPL Enterprise, LLC
November 2024 - Present · 1 yr 2 mos
LPL Enterprise, LLC Broker
November 2024 - Present · 1 yr 2 mos
Previous Registrations
Prudential Financial Planning Services
July 2019 - November 2024 · 5 yrs 4 mos
Pruco Securities, LLC. Broker
June 2018 - November 2024 · 6 yrs 5 mos
Thrivent Investment Management INC. Broker
February 2014 - June 2018 · 4 yrs 4 mos
State Registrations6 states
ARKSMONCNEUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam James Maddox - Financial Advisor | AdvisorDiscover