AR

Anthony Romeo

11 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
487 advisors
Number of Clients
37,091 clients
Average Client Portfolio
$98K average
Assets Under Management
$3.7B

Fee Structure

GWN Securities offers various managed account programs with fees based on assets under management. These fees cover the firm's services, and in some cases, a portion is paid to sub-advisers. The FMAX programs have platform fees that vary depending on the program and asset level. Minimum annual platform fees range from $25 to $65 per account. No commissions or 12b-1 fees are earned by GWN Securities on any assets held in advisory accounts with some exceptions.

Areas of Practice
Investment Management
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Advisor Information

Office location

302 West 12th St., New York, NY, 10014

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Gwn Securities INC.
July 2025 - Present · 6 mos
Gwn Securities INC. Broker
July 2025 - Present · 6 mos
Previous Registrations
J.P. Morgan Securities LLC
December 2015 - July 2025 · 9 yrs 7 mos
J.P. Morgan Securities LLC Broker
December 2015 - July 2025 · 9 yrs 7 mos
Gwn Securities INC. Broker
June 2014 - December 2015 · 1 yr 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.