Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | N/A |
| $250K - $500K | 1.15% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3M+ | 0.80% |
Fees negotiable for accounts over $3,000,000.
Fee Estimator
Investment management fees are based on a percentage of assets or a flat fee. For example, an account valued between $250,001 and $500,000 is charged 1.15% annually. Fees are negotiable based on account size and complexity. Financial planning services are typically included in the investment management fee, but may be offered separately for a fixed fee not exceeding $3,000. Consulting fees are also negotiable. There is no minimum account size.
Areas of Practice
Advisor Information
Office location
2246 S. State Route 157, Suite 225, Glen Carbon, IL, 62034
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a licensed insurance agent selling insurance products since 2014, dedicating minimal time to this activity. He also has a 50% ownership stake in Carpenter Creek LLC, a real estate investment entity, and is a member of MVR Properties, spending minimal time on each and receiving rental income.