AM

Aaron Edward Marks

13 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
14260 advisors
Number of Clients
1,327,695 clients
Average Client Portfolio
$456K average
Assets Under Management
$606.0B

Fee Structure

Financial Planning:Investment management only

Fees for retirement plan consulting services are negotiable and can be structured as a flat annual fee, a percentage of assets, or a one-time service fee. The table shows fee ranges based on plan size. For example, for a plan between $0 and $1 million, the fee ranges from 0.1% to 1% or $500 to $10,000. The Plan Level Investment Selection 3(38) service incurs an additional 5 to 10 bps per year. Travel and material costs for employee education are charged separately.

Areas of Practice
Retirement Planning
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Advisor Information

Office location

5 Park Plaza 19th & 20th Fls, [Lt/Sb/Sg-Rbo], Irvine, CA, 92614

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
September 2017 - Present · 8 yrs 4 mos
Wells Fargo Clearing Services, LLC
September 2017 - Present · 8 yrs 4 mos
Wells Fargo Clearing Services, LLC Broker
September 2017 - Present · 8 yrs 4 mos
Previous Registrations
Citi Private Advisory, LLCBroker
March 2017 - September 2017 · 6 mos
Citigroup Global Markets INC.
February 2013 - September 2017 · 4 yrs 7 mos
Citigroup Global Markets INC. Broker
November 2012 - September 2017 · 4 yrs 10 mos
State Registrations24 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.