BK
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
48 advisors
Number of Clients
1,904 clients
Average Client Portfolio
$204K average
Assets Under Management
$389.1M
Fee Structure
The fees charged by UBS are established in a client’s written agreement with UBS. UBS will generally bill its fees in advance on a quarterly basis. The standard fee schedule varies for each wrap fee program offered. All fees are subject to negotiation.
Areas of Practice
Investment Management
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Advisor Information
Office location
1612 Military Cutoff Road, Wilmington, NC, 28403
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is the treasurer for Coastal Carolina Hockey Assoc. DBA, Wilmington Junior Seahawks, a volunteer position involving accounting and bookkeeping duties. This requires a few hours per week.
Employment History
Current Registrations
United Brokerage Services INC
April 2022 - Present · 3 yrs 9 mos
United Brokerage Services, INC Broker
April 2022 - Present · 3 yrs 9 mos
Previous Registrations
First Citizens Investor Services, INC.
March 2016 - April 2022 · 6 yrs 1 mo
First Citizens Investor Services, INC. Broker
January 2016 - April 2022 · 6 yrs 3 mos
First Citizens Investor Services, INC. Broker
November 2012 - October 2013 · 11 mos
State Registrations5 states
NCSCTXVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.