OB
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
5 advisors
Number of Clients
1,509 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$1.7B
Fee Structure
Financial Planning:Investment management only
You'll pay a fee based on the market value of your portfolio. Fees are negotiable and may be lower than the maximum fee schedule. Some strategies offer a performance-based fee option. Fees are exclusive of brokerage commissions, transaction fees, and custodial fees.
Areas of Practice
Investment Management
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Advisor Information
Office location
100 Crescent Court, Dallas, TX, 75201
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Smith Group Asset Management, LLC
January 2023 - Present · 3 yrs
Cantor Fitzgerald & CO.
September 2021 - Present · 4 yrs 4 mos
Cantor Fitzgerald & CO.Broker
September 2021 - Present · 4 yrs 4 mos
Previous Registrations
Cantor Fitzgerald Investment Advisors
September 2021 - January 2023 · 1 yr 4 mos
PNC Managed Account Solutions, INC.
October 2016 - September 2021 · 4 yrs 11 mos
Bbva Securities INC.Broker
May 2014 - September 2021 · 7 yrs 4 mos
New England SecuritiesBroker
November 2012 - April 2014 · 1 yr 5 mos
State Registrations1 state
AL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.