Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers various managed account programs with fees based on assets under management. These fees cover the firm's services, and in some cases, a portion is paid to sub-advisers. The FMAX programs have platform fees that vary depending on the program and asset level. Minimum annual platform fees range from $25 to $65 per account. No commissions or 12b-1 fees are earned by GWN Securities on any assets held in advisory accounts with some exceptions.
Areas of Practice
Advisor Information
Office location
Scottsdale, AZ
Get directionsRegulatory History (3)
Customer Dispute
November 2020Regulatory
November 2020Employment Separation After Allegations
October 2020Other Business ActivitiesSells Insurance
Alison is a licensed insurance agent providing life, accident, health, and long-term care insurance options to clients, dedicating a few hours per week to this activity. She is also a financial professional and the member/manager of Stine Wealth Management LLC, spending nearly full-time hours on these investment-related activities.