NE
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
24 advisors
Number of Clients
94 clients
Average Client Portfolio
$92.1M average
Assets Under Management
$8.7B
Fee Structure
Financial Planning:Investment management only
This firm manages private investment funds. Fee information is not provided in this brochure.
Areas of Practice
Alternative Investments
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Advisor Information
Office location
One Riverway, Suite 2000, Houston, TX, 77056
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Caz Investments L.P.
April 2021 - Present · 4 yrs 9 mos
Previous Registrations
Hightower Advisors, LLC
October 2019 - March 2021 · 1 yr 5 mos
Hightower Securities, LLCBroker
October 2019 - March 2021 · 1 yr 5 mos
Astor Investment Management LLC
November 2018 - May 2019 · 6 mos
Northern Lights Distributors, LLCBroker
April 2018 - May 2019 · 1 yr 1 mo
Liccar Securities, LLCBroker
August 2015 - February 2018 · 2 yrs 6 mos
William Blair & Company L.L.C.
April 2014 - May 2015 · 1 yr 1 mo
William Blair & Company L.L.C. Broker
May 2013 - May 2015 · 2 yrs
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.