KD

Kathryn Aiksnoras Dennen

11 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
34 advisors
Number of Clients
1,350 clients
Average Client Portfolio
$384K average
Assets Under Management
$519.0M

Fee Structure

Minimum Investment:$250K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.95%
$1.0M - $3.0M1.75%
$3.0M - $5.0M1.50%
$5M+1.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$1,200
Financial Plan Fee:$1,200
Hourly Rate:$300 - $500/hr

Investment advisory fees are negotiable and generally range between 1.00% and 1.95% of the market value of assets. Hourly advisory fees range from $300 to $500 per hour. Retirement plan consulting fees are 0.75% of plan assets or a minimum of $1200 annually, charged quarterly. Compass generally requires a minimum asset level of $250,000 and/or a minimum annual investment advisory fee of $1,200 to provide investment advisory services.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

Oxford, CT

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2019
Employment History
Current Registrations
Compass Financial Management LLC
December 2020 - Present · 5 yrs 1 mo
Previous Registrations
United Planners' Financial Services of America a Limited Partner Broker
December 2019 - December 2019 · 0 mos
Capital Analysts
April 2016 - December 2020 · 4 yrs 8 mos
Lincoln Investment
April 2016 - December 2020 · 4 yrs 8 mos
Lincoln Investment Broker
December 2015 - December 2019 · 4 yrs
Nylife Securities LLCBroker
June 2014 - November 2015 · 1 yr 5 mos
Metlife Securities INC.Broker
November 2013 - April 2014 · 5 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.
Kathryn Aiksnoras Dennen - Financial Advisor | AdvisorDiscover