KN
CFP

Keith Edward Nicholson

8 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10088 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$25K

Cetera Investment Advisers offers both wrap and non-wrap fee programs. In a non-wrap fee arrangement, you pay advisory fees and transaction costs separately. In a wrap fee program, you pay a single fee based on a percentage of the account's value, which includes investment adviser services and transaction costs. Fees are negotiable with your advisor. Minimum account opening balances vary by program, often starting at $25,000.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEducation PlanningEstate Planning
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Advisor Information

Office location

141 Union Blvd Ste 350, Lakewood, CO, 80228

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Keith sells life insurance, annuities, and long-term care products as an insurance agent, dedicating minimal time to this activity. He also works full-time as an advisor for Hinds Financial Group and as a registered representative for Cetera Advisor Networks LLC, both SEC/FINRA-registered firms.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 7 mos
Hinds Financial Group INC
December 2022 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
September 2021 - Present · 4 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2021 - June 2023 · 1 yr 9 mos
LPL Financial LLC Broker
November 2017 - September 2021 · 3 yrs 10 mos
State Registrations3 states
COFLSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.