SR
CFA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
11 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$25.2M
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Advisor Information
Office location
100 SE 2nd Street, Suite #3975, Miami, FL, 33131
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Latin Securities INC
June 2023 - Present · 2 yrs 7 mos
Latin Securities INC. Broker
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Morgan Stanley
May 2021 - September 2022 · 1 yr 4 mos
Morgan Stanley Broker
May 2021 - September 2022 · 1 yr 4 mos
Wells Fargo Clearing Services, LLC Broker
September 2020 - May 2021 · 8 mos
Wells Fargo Clearing Services, LLC
September 2020 - May 2021 · 8 mos
Intl Fcstone Securities INC.Broker
May 2013 - August 2013 · 3 mos
State Registrations3 states
FLNYWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.