NR

Nickolas Ray Roeder

11 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
196 clients
Average Client Portfolio
$699K average
Assets Under Management
$137.1M

Fee Structure

Minimum Investment:$100K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.50%
$250K - $500K2.00%
$500K - $750K1.80%
$750K - $1.0M1.50%
$1.0M - $1.5M1.00%
$1.5M+0.80%

The Advisory Fee is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:$2,500 - $10,000
Hourly Rate:Up to $500/hr

For financial planning, fees range from $2,500 to $10,000, based on estimated hours at a rate up to $500/hr. The Fee Based Program uses a tiered fee schedule based on assets under management (see table). Transaction charges and brokerage account fees may also apply. The advisory fee is negotiable and paid quarterly, in advance. A minimum of $100,000 is generally required to open an account in the Program.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingSocially Responsible Investing
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Advisor Information

Office location

One Towne Square, Suite 1850, Southfield, MI, 48076

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2024
Other Business ActivitiesSells Insurance

Nickolas is a registered representative for CIG Securities, Inc., an investment advisor representative for CIG Asset Management, Inc., and an insurance agent for CIG Risk Management, Inc. These are all affiliated companies.

Employment History
Current Registrations
Cig Asset Management, INC.
October 2024 - Present · 1 yr 3 mos
Cig SecuritiesBroker
July 2024 - Present · 1 yr 6 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - March 2024 · 5 yrs 8 mos
Strategic Advisers LLC
August 2017 - July 2018 · 11 mos
Fidelity Brokerage Services LLCBroker
July 2017 - March 2024 · 6 yrs 8 mos
Scottrade Investment Management
January 2017 - July 2017 · 6 mos
Scottrade, INC.Broker
September 2015 - July 2017 · 1 yr 10 mos
Edward Jones
March 2015 - August 2015 · 5 mos
Edward Jones Broker
March 2015 - August 2015 · 5 mos
AXA Advisors, LLC
January 2014 - January 2015 · 1 yr
AXA Advisors, LLC Broker
November 2013 - January 2015 · 1 yr 2 mos
State Registrations1 state
MI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.