Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.50% |
| $3M+ | 0.25% |
Fees may be waived or reduced based on certain criteria.
Fee Estimator
SPGA charges an annual fee based on assets under management, not exceeding 1.50% annually, including third-party money manager (TPM) fees. This fee may be negotiable, and accounts within the same household may be combined for a reduced fee. Financial planning is included with asset management services, but extraordinary planning may incur additional charges. Standalone financial planning is available on an hourly basis at $150/hour or a fixed fee ranging from $750 to $5,000, based on complexity. DST positions may incur separate fees. Clients may terminate services with 30 days' notice and receive a pro-rata refund.
Areas of Practice
Advisor Information
Office location
11411 NE 124th St, Suite 255, Kirkland, WA, 98034
Get directionsRegulatory History (1)
Regulatory
December 2018Other Business ActivitiesSells Insurance
David owns Sound Tax Planning LLC, a tax planning firm, dedicating about 10% of his time. He is also an insurance agent with Sound Planning Group, spending about a quarter of his time in this role, and acts as a National Mentor for Simplicity Financial Marketing Inc., spending minimal time in this capacity.