CM
Firm Information
Compensation
N/A
Number of Advisors
23 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
LIA receives referral fees from Creative Planning based on a percentage of the gross revenue CP receives from referred clients. These fees are either one-time or recurring, depending on the service provided by CP. Clients referred to CP are charged CP's standard investment management fee and do not incur any additional charges to cover LIA's compensation.
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Advisor Information
Office location
2100 Ross Avenue, Suite 1200, Dallas, TX, 75201
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Lockton Investment Advisors, LLC
December 2013 - Present · 12 yrs 1 mo
State Registrations2 states
MOTX
Advisor
Exams
No exam information available for this advisor.