AB
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
704 advisors
Number of Clients
53,044 clients
Average Client Portfolio
$173K average
Assets Under Management
$9.2B
Fee Structure
Minimum Investment:$2K
The Managed Account Program charges a single asset-based fee, which includes CSI's component, the Platform Manager's component, and the Portfolio Manager's component. The maximum annual rate for CSI's component is 2.00%. The specific fee composition will be listed in your Investment Management Agreement (IMA). Fees are negotiable under some circumstances. Connect accounts are subject to a minimum investment of $2,000.
Areas of Practice
Investment Management
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Advisor Information
Office location
200 Station Drive, Westwood, MA, 02090
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019Pending
Customer Dispute
June 2019Pending
Other Business Activities
Adam works as a driver for Lyft/Uber. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Citizens Securities, INC. Broker
September 2018 - Present · 7 yrs 4 mos
Citizens Securities, INC.
September 2018 - Present · 7 yrs 4 mos
Previous Registrations
PNC Investments Broker
November 2013 - September 2018 · 4 yrs 10 mos
PNC Investments
November 2013 - September 2018 · 4 yrs 10 mos
Edward Jones
September 2013 - November 2013 · 2 mos
Edward Jones Broker
June 2013 - November 2013 · 5 mos
State Registrations1 state
PA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.