AD
CFP

Andrew Jonathan Douglas

12 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
113 advisors
Number of Clients
9,021 clients
Average Client Portfolio
$368K average
Assets Under Management
$3.3B

Fee Structure

Fees are determined separately for each account and are negotiable, depending on factors like asset type, account size, and services provided. Fees are generally based on a percentage of assets under management, charged quarterly or monthly, in advance or arrears. IARs may also charge a flat dollar rate or percentage for managing held-away accounts. Clients may also be charged commissions if the IAR is a registered representative.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
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Advisor Information

Office location

1235 Peoples Plaza, Newark, DE, 19702

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew works as an insurance agent for Bishop Associates, focusing on Medicare plans. He spends minimal time on this activity.

Employment History
Current Registrations
Founders Financial Securities LLC Broker
October 2022 - Present · 3 yrs 3 mos
Founders Financial Securities, LLC
October 2022 - Present · 3 yrs 3 mos
Previous Registrations
Citizens Securities, INC. Broker
January 2019 - September 2022 · 3 yrs 8 mos
Citizens Securities, INC.
January 2019 - September 2022 · 3 yrs 8 mos
Ameriprise Financial Services, INC. Broker
September 2017 - January 2019 · 1 yr 4 mos
Ameriprise Financial Services, INC.
September 2017 - January 2019 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2014 - September 2017 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
July 2014 - September 2017 · 3 yrs 2 mos
Morgan Stanley
August 2013 - April 2014 · 8 mos
Morgan Stanley Broker
June 2013 - April 2014 · 10 mos
State Registrations10 states
DEFLGAMDMIMONCNJPAVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.