AH
Alexander Vasilis Halavazis
11 Years of Experience
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
79 clients
Average Client Portfolio
$625K average
Assets Under Management
$49.3M
Areas of Practice
Tax Planning
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Advisor Information
Office location
Charlotte, NC
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alexander is a part-time DJ through TheGeneralSloth Productions, LLC, playing at bars, breweries, and parties. This activity, which is not investment-related, takes about a quarter of his time outside of trading hours.
Employment History
Current Registrations
Foundation Wealth & Tax Advisors, LLC
March 2022 - Present · 3 yrs 10 mos
Previous Registrations
Bofa Securities, INC. Broker
May 2019 - September 2021 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 2016 - May 2019 · 2 yrs 8 mos
Vanguard Marketing CorporationBroker
June 2013 - November 2015 · 2 yrs 5 mos
State Registrations5 states
FLMDNCSCVA
Advisor
Exams
No exam information available for this advisor.