Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
82 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K

Fees for Multi-Asset Solutions team range from 0.10% to 0.45% of assets under management, and are negotiable based on account size and objective. For Managed Accounts, clients pay a wrap fee to a third-party sponsor, which includes NYLIM's management fee ranging from 0.25% to 0.80% of assets under management. This fee varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

Riverfront Plaza West 901 East Byrd Street, Suite 1400, Richmond, VA, 23219

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
New York Life Investment Management LLC
August 2025 - Present · 5 mos
Nylife Distributors LLCBroker
April 2019 - Present · 6 yrs 9 mos
Nylife Distributors LLC
April 2019 - Present · 6 yrs 9 mos
Previous Registrations
Apogem Capital LLC
June 2020 - September 2025 · 5 yrs 3 mos
Private Advisors LLC
April 2019 - June 2020 · 1 yr 2 mos
Aspen Partners, Ltd.
November 2016 - December 2018 · 2 yrs 1 mo
Frontier Solutions, LLCBroker
November 2016 - March 2019 · 2 yrs 4 mos
Alliancebernstein L.P.
December 2014 - October 2016 · 1 yr 10 mos
Alliancebernstein Investments, INC.Broker
December 2014 - October 2016 · 1 yr 10 mos
Laidlaw & Company (uk) Ltd.Broker
July 2013 - October 2014 · 1 yr 3 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brendan Bostock - Financial Advisor | AdvisorDiscover