TH

Thaddeus D Heggeness

6 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
1,523 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$4.2B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
Financial Plan Fee:From $2,500

Scharf's fees are negotiable and based on factors like client type, complexity, and assets under management. For Equity Solution clients paying only an Asset Based Fee, the typical annual fee is 1.25% on the first $3,000,000 of assets, plus 0.80% over $3 million and up to $5 million. For Multi-Asset Solution clients, it's 1.0% on the first $3,000,000, plus 0.75% over $3 million and up to $5 million. For Fixed Income Solution clients, it's 0.5% on the first $5,000,000. Balances over $5 million are subject to an institutional pricing schedule. Some clients may pay a Performance Fee. Financial planning fees typically start at $2,500 and increase based on complexity.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningFinancial Planning & Coaching
Loading...

Advisor Information

Office location

16450 Los Gatos Boulevard, Suite 207, Los Gatos, CA, 95032

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Scharf Investments, LLC
February 2024 - Present · 1 yr 11 mos
Previous Registrations
RBC Capital Markets, LLC
April 2015 - March 2018 · 2 yrs 11 mos
RBC Capital Markets, LLC Broker
April 2015 - March 2018 · 2 yrs 11 mos
Securian Financial Services, INC.Broker
December 2014 - April 2015 · 4 mos
Securian Financial Services, INC.
December 2014 - April 2015 · 4 mos
Morgan Stanley
October 2013 - October 2014 · 1 yr
Morgan Stanley Broker
October 2013 - October 2014 · 1 yr
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.