SK
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
20 advisors
Number of Clients
4,002 clients
Average Client Portfolio
$425K average
Assets Under Management
$1.7B
Fee Structure
This brochure supplement does not contain any fee information. Contact WestEnd Advisors for fee details.
Areas of Practice
Investment Management
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Advisor Information
Office location
1001 Morehead Square Drive, Suite 600, Charlotte, NC, 28203
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Victory Capital Services, INC.Broker
June 2023 - Present · 2 yrs 7 mos
Westend Advisors, LLC
March 2022 - Present · 3 yrs 10 mos
Previous Registrations
Westend Advisors, LLC
July 2016 - February 2022 · 5 yrs 7 mos
Raymond James & Associates, INC.
February 2014 - July 2016 · 2 yrs 5 mos
Raymond James & Associates, INC. Broker
November 2013 - July 2016 · 2 yrs 8 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.