JM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
63 clients
Average Client Portfolio
$79.5M average
Assets Under Management
$5.0B
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 1.10% |
Fees are negotiable and the final fee schedule is attached as Exhibit II of the Investment Advisory Agreement.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$1,000 - $500,000
Hourly Rate:$125 - $500/hr
Fees for services are charged as a percentage of assets under management, hourly, or as a flat fee. These fees are negotiable and confirmed in the Investment Advisory Agreement. Asset-based fees are up to 1.10% annually. Hourly fees range from $125 to $500, and fixed fees range from $1,000 to $500,000, depending on complexity and client needs.
Areas of Practice
Retirement Planning
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Advisor Information
Office location
130 Theory, Suite 200, Irvine, CA, 92617
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Precept Advisory Group LLC
August 2023 - Present · 2 yrs 5 mos
Previous Registrations
Empower Advisory Group, LLC
July 2021 - July 2023 · 2 yrs
Empower Financial Services, INC.Broker
June 2021 - July 2023 · 2 yrs 1 mo
LPL Financial LLC Broker
December 2018 - February 2021 · 2 yrs 2 mos
Foresters Financial Services, INC.Broker
January 2014 - October 2018 · 4 yrs 9 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.