Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Management fees for separately managed accounts are based on individual client needs, portfolio restrictions, and the distribution channel. Fees are charged as a percentage of assets under management or a minimum fee arrangement and may be negotiable. The brochure lists different fee schedules for various strategies (Covered ETF, Option Overlay, Equity Income, etc.) and distribution channels (Advisor, Solicitor, Retail Direct). Minimum investments and annual minimums apply to each strategy. Wrap/UMA sponsors pay between 0.32% and 1.00% for investment management services.
Areas of Practice
Advisor Information
Office location
San Clemente, CA
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Laura is an employee of CCM Partners, LP dba Shelton Capital Management, an affiliated registered investment adviser.