Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges management fees based on either a flat percentage or a tiered fee rate schedule applied to the total account value. The specific fee is negotiable, with a minimum rate of 0.5% and a maximum of 1.5%, unless approved by senior management. They also offer financial planning services with fees typically exceeding $500, based on fixed or hourly rates negotiated with the advisor. Fees may be offset by commissions received from implementing planning recommendations.
Areas of Practice
Advisor Information
Office location
One Citizens Way, Ms: Ri322, Johnston, RI, 02919
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dallis works as a delivery driver for Uber, Lift, Roadie, and Amazon Flex. He also serves as Chair of the Finance Sub-Committee for the RI Trucking Association, dedicating minimal time, and as Treasurer for Community Care Alliance, spending minimal time every other month.