AK
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
1756 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B
Fee Structure
PAS offers both transaction-based (brokerage) and fee-based (advisory) accounts. Fees for financial planning and consulting are negotiated based on the IAR's experience, client needs, time, and plan complexity. Subscription-based financial planning is also available for an annual fee paid monthly or quarterly.
Areas of Practice
Financial Planning & CoachingRetirement PlanningEducation Planning
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Advisor Information
Office location
437 Madison Avenue, 29th Floor, New York, NY, 10022
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Park Avenue Securities LLC
May 2017 - Present · 8 yrs 8 mos
Park Avenue Securities LLC Broker
April 2017 - Present · 8 yrs 9 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2016 - July 2016 · 0 mos
Foster Victor Wealth Advisors, LLC
May 2016 - August 2016 · 3 mos
Northwestern Mutual Investment Services,llc
November 2014 - June 2016 · 1 yr 7 mos
Northwestern Mutual Investment Services, LLC Broker
October 2014 - June 2016 · 1 yr 8 mos
State Registrations18 states
AZCACOCTDCDEFLGAMAMDNJNYOHPASCTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.