DC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
8 advisors
Number of Clients
20 clients
Average Client Portfolio
$506.5M average
Assets Under Management
$10.1B
Loading...
Advisor Information
Office location
53 Palmeras St, Suite 601, San Juan, PR, 00901
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Catalyst Capital Advisors LLC
January 2025 - Present · 1 yr
Alt Fund Distributors LLCBroker
December 2024 - Present · 1 yr 1 mo
Previous Registrations
Dcmb Securities LLCBroker
February 2024 - September 2024 · 7 mos
Sl Advisors, LLC
March 2018 - September 2023 · 5 yrs 6 mos
Harbor Funds Distributors, INC.Broker
September 2017 - March 2018 · 6 mos
One Charles Private Wealth Services
May 2017 - August 2017 · 3 mos
Purshe Kaplan Sterling InvestmentsBroker
April 2017 - August 2017 · 4 mos
Putnam Investment Management, LLC
December 2016 - January 2017 · 1 mo
Putnam Retail Management Limited PartnershipBroker
August 2014 - January 2017 · 2 yrs 5 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.