JA
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
588 advisors
Number of Clients
43,706 clients
Average Client Portfolio
$773K average
Assets Under Management
$33.8B
Fee Structure
CWM charges fees for asset management, financial planning, and retirement program services. Asset management fees are based on a percentage of assets managed. Financial planning fees can be charged for Focused Wealth Plans and True Wealth Plans. Fees may be negotiable. The specific fees and services will be detailed in your advisory agreement.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
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Advisor Information
Office location
1 Centerpointe Drive, Suite 115, Lake Oswego, OR, 97035
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cwm, LLC
June 2023 - Present · 2 yrs 7 mos
Northwest Capital Management INC.
November 2022 - Present · 3 yrs 2 mos
Previous Registrations
Morgan Stanley
June 2019 - October 2022 · 3 yrs 4 mos
Morgan Stanley Broker
May 2019 - October 2022 · 3 yrs 5 mos
Waddell & ReedBroker
April 2016 - December 2016 · 8 mos
Waddell & Reed
April 2016 - December 2016 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - February 2016 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2014 - February 2016 · 1 yr 6 mos
State Registrations2 states
ORTX
Advisor
Exams
No exam information available for this advisor.