AW

Anna Therese Walters

10 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
357 advisors
Number of Clients
17,567 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$27.7B

Fee Structure

Fees for advisory services are generally calculated as a percentage of the total market value of managed assets, not to exceed 2.75%. Fees are negotiated individually, considering portfolio complexity and assets under management. Clients may participate in a wrap fee program. Financial planning services are offered on an hourly or fixed-fee basis, negotiated individually. Additional client fees may apply, such as custodial fees and transaction charges.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingEducation Planning
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Advisor Information

Office location

Lakewood, CO

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sanctuary Securities, INC.
September 2022 - Present · 3 yrs 4 mos
Sanctuary Advisors, LLC
September 2022 - Present · 3 yrs 4 mos
Sanctuary Securities, INC.Broker
September 2022 - Present · 3 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2015 - September 2022 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
June 2015 - September 2022 · 7 yrs 3 mos
State Registrations21 states
AZCACODCFLGAINMDMINCNJNVNYOHOKORPATXUTVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.